James Robert Nelson

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-05-05
MO	RA	APPROVED	2026-02-04
NJ	RA	APPROVED	2021-01-26
GA	RA	APPROVED	2020-06-12
NV	RA	APPROVED	2012-05-24
OH	RA	APPROVED	2012-03-28
AZ	RA	APPROVED	2011-02-02
CA	RA	APPROVED	2011-01-18

SC RA
APPROVED

Since 2026-05-05
MO RA
APPROVED

Since 2026-02-04
NJ RA
APPROVED

Since 2021-01-26
GA RA
APPROVED

Since 2020-06-12
NV RA
APPROVED

Since 2012-05-24
OH RA
APPROVED

Since 2012-03-28
AZ RA
APPROVED

Since 2011-02-02
CA RA
APPROVED

Since 2011-01-18

Branch Locations

Blue Springs, MO • United States

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Anaheim	CA	01/2011	Present

01/2011 → Present

Centaurus Financial, Inc.

Anaheim, CA

Previous Registrations

2006-01-05 → 2011-01-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

Scottsdale, AZ

Other Businesses

NELSON WEALTH MANAGEMENT POSITION: President NATURE: DBA for branding purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/18/2022 ADDRESS: BLUE SPRINGS MO 64014, United States DESCRIPTION: DBA for branding purposes

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-09
S65	Uniform Investment Adviser Law Examination	1995-01-09
S63	Uniform Securities Agent State Law Examination	1994-12-19

S66 Uniform Combined State Law Examination

2026-01-09
S65 Uniform Investment Adviser Law Examination

1995-01-09
S63 Uniform Securities Agent State Law Examination

1994-12-19

Other Names

Rob Nelson

View on SEC IAPD