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Andrew Rodriguez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

New York, NY

Ponte Vedra, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-16
FL RA APPROVED 2017-03-27
  • TX RA
    APPROVED_RES
    Since 2020-12-16
  • FL RA
    APPROVED
    Since 2017-03-27

Branch Locations

9000 Southside Blvd, Jacksonville, FL 32256 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Ponte Vedra, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 04/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-23
S63 Uniform Securities Agent State Law Examination 2003-08-05
  • S66 Uniform Combined State Law Examination
    2017-03-23
  • S63 Uniform Securities Agent State Law Examination
    2003-08-05
Other Names
  • Andrew Rodriquez
  • Andy Rodriguez

View on SEC IAPD

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