Danielle Mariette Prunier

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1995 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Century City, CA
• 09/2009 → Present
  Bank Of America,Na
  Century City, CA

Other Businesses

I*41337 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY/ROCK LEDGE, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 178 OCEAN AVENUE, KENNEBUNK PORT, MAINE 4046 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/15/2011 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A RENTAL PROPERTY.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-12
• S63 Uniform Securities Agent State Law Examination
  1994-11-22

Other Names

• Dani Prunier