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Thomas Carl Pfeifer

Blackrock Investment Management, LLC

Parker, CO

Princeton, NJ

CRD 2551512

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Employer firm

Blackrock Investment Management, LLC CRD 108928

$677B regulatory AUM 81 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-11-28
NJ RA APPROVED 2016-05-24
  • CO RA
    APPROVED
    Since 2017-11-28
  • NJ RA
    APPROVED
    Since 2016-05-24

Branch Locations

Parker, CO • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock San Francisco CA 10/2011 Present
  • 10/2011 → Present
    Blackrock
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-17
S63 Uniform Securities Agent State Law Examination 1994-11-30
  • S65 Uniform Investment Adviser Law Examination
    2001-04-17
  • S63 Uniform Securities Agent State Law Examination
    1994-11-30
Other Names
  • Thomas Pfeifer
  • Thomas Carl Pfeifer

View on SEC IAPD

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