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Buffy Jane Moldenhauer

Allspring Funds Management, LLC

Milwaukee, WI

Hartford, WI

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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2016-12-22
  • WI RA
    APPROVED
    Since 2016-12-22

Branch Locations

417 E. Chicago Street, Milwaukee, WI 53202 • United States

Hartford, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allspring Funds Management, Llc Menomonee Falls WI 01/2005 Present
Allspring Funds Distributor, Llc Menomonee Falls WI 04/2005 Present
Previous Registrations
  • 2005-01-01 → 2014-12-31
    Allspring Funds Management, Llc
    Menomonee Falls, WI
  • 2003-07-11 → 2005-01-01
    Strong Capital Management Inc
    Menomonee Falls, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-30
S63 Uniform Securities Agent State Law Examination 1994-12-14
  • S65 Uniform Investment Adviser Law Examination
    1999-06-30
  • S63 Uniform Securities Agent State Law Examination
    1994-12-14
Other Names
  • Buffy Jane Moldenhauer
  • Buffy Moldenhauer
  • Buffy Jane Schnorenberg
  • Buffy Jane Moldenauer

View on SEC IAPD

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Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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