Grisell Caberopalsson

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2019-02-22

VA RA
APPROVED

Since 2019-02-22

Branch Locations

1750 Tysons Blvd. Ste 1500, Mclean, VA 22102 • United States

4908-A John Ticer Drive, Alexandria, VA 22304 • United States

211 N Union Street Ste 100, Alexandria, VA 22314 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Comp	Vienna	VA	09/1996	02/2019
Mml Investors Services, Inc.	Vienna	VA	11/1996	02/2019
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	02/2019	Present
Cambridge Investment Research, Inc.	Fairfield	IA	02/2019	Present

09/1996 → 02/2019

Massachusetts Mutual Life Insurance Comp

Vienna, VA
11/1996 → 02/2019

Mml Investors Services, Inc.

Vienna, VA
02/2019 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
02/2019 → Present

Cambridge Investment Research, Inc.

Fairfield, IA

Previous Registrations

2003-06-18 → 2019-02-26

Mml Investors Services, Llc

Vienna, VA

Alexandria, VA

Mclean, VA

Other Businesses

1. NVIDA FINANCIAL PLANNING, LLC., 4908 JOHN TICER DRIVE UNIT A, ALEXANDRIA VA 22304, 02/2019, OWNER, DBA NAME, INV REL, 160 HR/MO - 160 HR/MO TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-25/WK-35/TRADING. 03/01/19. 3. RENTAL PROPERTY OWNER, 5108 ENGLISH TERRACE, #104, ALEXANDRIA, VA, 05/01/2017. RENTAL PROPERTY OWNER. NIR-0/WK-0/TRADING. 4. GRISELL CABERO PALSSON, 171 SOMMERVELLE STREET, STE 211, INDEPENDENT INSURANCE AGENT, DISABILITY AND LONG-TERM CARE INSURANCE, VARIABLE AND FIXED ANNUITIES, ALEXANDRIA, VA, 03/2019. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-15/WK-15/TRADING. www.grisellcaberopalsson.com 5. RENTAL PROPERTY OWNER, 171 SOMMERVELLE STREET, STE 211, ALEXANDRIA, VA, 05/01/2020, NIR 0/WK- 0/TRADING 6. GRISELL CABERO PALSSON, 211 N. Union St. Ste 100, Alexandria VA 22314, 03/2019, Investment Advisor Representative, Insurance/Benefits/Human Resources, NIR, 60 HR/MO, 60 HR/MO TRADING 7. NVIDA FINANCIAL PLANNING, LLC, 211 N Union St Ste 100, Alexandria, VA 22314, 06/03/2026, RR, Consulting/Coaching, IR, 40 HR/MO - 160 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-05-29
S63	Uniform Securities Agent State Law Examination	1997-02-03

S65 Uniform Investment Adviser Law Examination

2003-05-29
S63 Uniform Securities Agent State Law Examination

1997-02-03

View on SEC IAPD