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Current Employers
Thryve Wealth Management

523 Chapala Street Suite 2, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-16
WY RA APPROVED 2025-10-16
  • TX RA
    APPROVED
    Since 2025-10-16
  • WY RA
    APPROVED
    Since 2025-10-16

Branch Locations

1294 Melody Creek Ln, Jackson, WY 83001 • United States

523 Chapala Street Suite 2, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
C-Quadrat Asset Management Ltd London 05/2005 09/2016
One Capital Management, Llc Westlake Village CA 10/2016 10/2024
Strive Asset Management, Llc Westlake Village CA 10/2024 09/2025
Thryve Wealth Management Llc Jackson WY 09/2025 Present
  • 05/2005 → 09/2016
    C-Quadrat Asset Management Ltd
    London
  • 10/2016 → 10/2024
    Westlake Village, CA
  • 10/2024 → 09/2025
    Strive Asset Management, Llc
    Westlake Village, CA
  • 09/2025 → Present
    Thryve Wealth Management Llc
    Jackson, WY
Previous Registrations
Other Businesses

1) BCM & Partners LLC; Investment Related; 1294 Melody Creek Ln, , Jackson, WY. 83001; Asset Management and Consulting; Managing Member; 1/1/2009; 20 hours per month; Manage real estate portfolio. 2) BCM & Partners LLC; Investment Related; 1294 Melody Creek Lane, , Jackson, Non US. 83001; Family Real Estate Consulting, Asset Management and Bookkeeping; Managing Member; 6/1/2009; 12 hours per month

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-01-06
  • S63 Uniform Securities Agent State Law Examination
    1995-01-06
Designations

View on SEC IAPD

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