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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
200 8Th St Se, Altoona, IA 50009 • United States
1640 Sw White Birch Circle, Ankeny, IA 50023 • United States
460 Se University Avenue, Waukee, IA 50263 • United States
1401 E Euclid, Des Moines, IA 50316 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community State Bank | Ankeny | IA | 02/2000 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Central Iowa D League | Urbandale | IA | 10/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE:09/2019 ; APX NUMBER OF HOURS PER WEEK: 8 ; APX NUMBER OF HOURS DURING TRADING HOURS: 8 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG TERM CARE ; 2) NAME OF OTHER BUSINESS: COMMUNITY STATE BANK DBA CSB FINANCIAL ADVISORS, INVESTMENT RELATED: YES, ADDRESS: 817 NORTH ANKENY BLVD, ANKENY, IA 50021, NATURE OF BUSINESS: BANK, POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES WITHIN BANK; 3) NAME OF OTHER BUSINESS: CENTRAL IOWA D LEAGUE ; INVESTMENT RELATED: NO ; ADDRESS: 7201 HICKMAN RD, URBANDALE IA 50322 ; NATURE OF BUSINESS: ADULT HOCKEY LEAGUE ; START DATE: 10/2019 ; POSITION/TITLE/RELATIONSHIP: STATISTICIAN ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: KEEPING STATS & TIME CLOCKS AT HOCKEY GAMES ; 4) NAME OF OTHER BUSINESS: IOWA BIRD REHABILITATION; INVESTMENT RELATED: NO; ADDRESS: 3108 49TH ST DES MOINES, IA 50310; NATURE OF BUSINESS: CUMMUNITY ORGANIZATION; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: VOLUNTEER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: CLEANING, FEEDING AND CARING FOR THE BIRDS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-18 |
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