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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-28 |
| CA | RA | APPROVED | 1997-12-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kington & Associates | Cypress | CA | 01/1989 | Present |
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Cypress | CA | 10/1994 | Present |
1. 9/15/2006 - The Kington Group - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Time Spent 25%. 2. 5/18/2009 - DTZS, INC. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 1% - S-CORP for accounting purposes only. 3. 10/2/2012 - Kington Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-01-03 |
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