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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2022-07-07 |
| NY | RA | APPROVED | 2021-04-16 |
| MA | RA | APPROVED | 2017-12-22 |
Branch Locations
160 Gould Street Suite 310, Needham, MA 02494 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Needham | MA | 01/2008 | Present |
| Park Avenue Securities Llc | Needham | MA | 01/2008 | Present |
1. Insurance-Sell long-term care, life insurance, disability, fixed annuity, Start: 05/01/1994, Address: 160 Gould St., Suite 310 Needham, MA 02494, Hrs per month - tot/bus: 20/10, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-26 |
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