Joseph Bohdan Kotula

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-06-07
CT	RA	APPROVED	2017-03-25
RI	RA	APPROVED	2017-03-25

TX RA
APPROVED_RES

Since 2017-06-07
CT RA
APPROVED

Since 2017-03-25
RI RA
APPROVED

Since 2017-03-25

Branch Locations

Preston, CT • United States

45 Glastonbury Boulevard 1St Floor, Glastonbury, CT 06033 • United States

200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Phoenix	AZ	10/1994	03/2017
Massmutual Life Insurance Co	Glastonbury	CT	07/2016	Present
Mml Investors Services, Llc	Glastonbury	CT	03/2017	Present

10/1994 → 03/2017

Metlife Securities Inc.

Phoenix, AZ
07/2016 → Present

Massmutual Life Insurance Co

Glastonbury, CT
03/2017 → Present

Mml Investors Services, Llc

Glastonbury, CT

Previous Registrations

2004-03-04 → 2017-03-25

Msi Financial Services, Inc.

Warwick, RI

Glastonbury, CT

Wethersfield, CT

Glastonbury, CT

Other Businesses

INDEPENDENT INSURANCE AGENT FROM BUSINESS ADDRESS Disability, Fixed Annuities, Life/Accident/Health, LTC, Medicare Related Products, P&C 1 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES TRADING HOURS WEEKLY, START DATE 9/2013

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-03-01
S63	Uniform Securities Agent State Law Examination	1994-12-12

S65 Uniform Investment Adviser Law Examination

2004-03-01
S63 Uniform Securities Agent State Law Examination

1994-12-12

Other Names

Joe Kotula

View on SEC IAPD