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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-11 |
Branch Locations
Citi Private Bank 1 Market Plaza, 42Nd Floor, San Francisco, CA 94105 • United States
Belmont, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | San Francisco | CA | 07/2017 | 01/2023 |
| Hsbc Securities (Usa) Inc | San Francisco | CA | 07/2017 | 01/2023 |
| Bny Mellon Wealth Management | Menlo Park | CA | 01/2015 | 07/2017 |
| Citigroup Global Markets Inc. | San Francisco | CA | 01/2023 | Present |
Auriga Corporation; Not Investment-related; Nature: Auriga is an engineering firm offering consulting services principally to various transit and utility entities. ; Milpitas, CA; Started: 4/1/2009; Title: Chief Financial Officer; Duties: provide oversight of finance and risk functions. ; No time is devoted each month during securities trading hours; 6-10 hours are devoted each month outside of securities trading hours. /////
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-30 |
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