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Current Employers
Hudson & Associates Wealth Management Llc

11029 South Memorial Drive, Tulsa, OK 74133 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-08-06
  • OK RA
    APPROVED
    Since 2026-08-06

Branch Locations

11029 South Memorial Drive, Tulsa, OK 74133 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Tulsa OK 08/1994 07/2026
Nylife Securities Inc. Tulsa OK 09/1994 08/2026
Hudson & Associates Wealth Management Llc Tulsa OK 08/2026 Present
Simplicity Investments Inc. Summit NJ 08/2026 Present
  • 08/1994 → 07/2026
    New York Life Insurance Company
    Tulsa, OK
  • 09/1994 → 08/2026
    Nylife Securities Inc.
    Tulsa, OK
  • 08/2026 → Present
    Tulsa, OK
  • 08/2026 → Present
    Simplicity Investments Inc.
    Summit, NJ
Previous Registrations
Other Businesses

1.) Hudson & Associates Wealth Management - 8/6/2026 - 6824 E. 117th Pl S, Tulsa, OK, 74133 - Wealth Advisor/Owner/IAR, Wealth Management, Invt Rel, Financial Planning, 160 hrs/mo; 40 hrs/mo (during trading hours). 2.) JM&C Enterprises - 12/16/2016 - 6824 E. 117th Pl S, Tulsa, OK, 74133 - Owner/Member, Administrative, Not Invt Rel, Entity for tax, payroll, and other expenses, 5 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-18
S63 Uniform Securities Agent State Law Examination 1995-01-04
  • S65 Uniform Investment Adviser Law Examination
    2000-04-18
  • S63 Uniform Securities Agent State Law Examination
    1995-01-04
Designations

View on SEC IAPD

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