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Beth J Levine

Xml Financial Group

Rockville, MD

Bethesda, MD

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Current Employers
Xml Financial Group

6901 Rockledge Drive Suite 730, Bethesda, MD 20817 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-02-01
VA RA APPROVED 2019-02-01
  • MD RA
    APPROVED
    Since 2019-02-01
  • VA RA
    APPROVED
    Since 2019-02-01

Branch Locations

Rockville, MD • United States

6901 Rockledge Drive Suite 730, Bethesda, MD 20817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Xml Securities, Llc (Formerly Lara, May & Associates, Llc) Falls Church VA 03/2009 Present
Xml Financial, Llc Rockville MD 02/2019 Present
  • 03/2009 → Present
    Xml Securities, Llc (Formerly Lara, May & Associates, Llc)
    Falls Church, VA
  • 02/2019 → Present
    Xml Financial, Llc
    Rockville, MD
Previous Registrations
Other Businesses

7/2024 - Sole owner of Coyote Sun LLC, Rockville, MD, a holding company for rental properties, 10 non-trading hrs/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-11
S63 Uniform Securities Agent State Law Examination 1995-08-02
  • S65 Uniform Investment Adviser Law Examination
    1996-09-11
  • S63 Uniform Securities Agent State Law Examination
    1995-08-02
Other Names
  • Beth Jami Kaplan
  • Beth Jami Swanson
  • Beth Jami Kaplan

View on SEC IAPD

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