Vladislav Michael Romanov

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Nashua, NH
• 11/2016 → 07/2019
  Wells Fargo Clearing Services, Llc
  Nashua, NH
• 07/2019 → Present
  Lpl Financial Llc
  East Boston, MA

Previous Registrations

• 2008-01-01 → 2019-07-23
  Wells Fargo Clearing Services, Llc
  Nashua, NH
  Washington, DC
  Manchester, NH
  Boston, MA
• 2004-08-02 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Washington, DC
  St. Louis, MO
  Washington, DC

Other Businesses

1) 08/30/2022 - Metro Financial & Benefits - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/15/2022 - 150 Hours Per Month/150 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-21
• S63 Uniform Securities Agent State Law Examination
  1995-04-07