William Davis Howard

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 07/2022
  Wells Fargo Advisors Financial Network, Llc
  Kennesaw, GA
• 07/2022 → 11/2023
  Fsc Securities Corporation
  Marietta, GA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Marietta, GA

Previous Registrations

• 2022-07-25 → 2023-11-03
  Fsc Securities Corporation
  Marietta, GA
  Atlanta, GA
  Marietta, GA
• 2020-11-12 → 2022-08-01
  Kalos Management
  Marietta, GA
  Ponte Vedra Beach, FL
• 2013-04-19 → 2020-09-04
  Wells Fargo Advisors Financial Network, Llc
  Marietta, GA
• 2009-10-23 → 2013-04-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
  Woodstock, GA
  Kennesaw, GA
  Atlanta, GA
  Atlanta, GA
• 2005-07-27 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Atlanta, GA
  Kennesaw, GA
  Woodstock, GA
  Kennesaw, GA
  Atlanta, GA
• 2003-04-30 → 2005-07-27
  A. G. Edwards & Sons, Inc.
  Marietta, GA

Other Businesses

1) WILLIAM HOWARD POSITION: insurance agent NATURE: insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/12/2011 ADDRESS: 3480 Knight rd, Marietta GA 30066, United States DESCRIPTION: Variable annuities, Fixed indexed, and life insurance 2. HOWARD PRIVATE WEALTH MANAGEMENT, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/19/2013 ADDRESS: 3480 knight rd, Marietta GA 30066, United States DESCRIPTION: Responsible for the administration of the business entity

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-18
• S63 Uniform Securities Agent State Law Examination
  1998-11-05

Other Names

• Dave Howard