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James Eric Secker

LPl Financial LLC

Joplin, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-07-08
MO RA APPROVED 2025-06-30
  • AR RA
    APPROVED
    Since 2025-07-08
  • MO RA
    APPROVED
    Since 2025-06-30

Branch Locations

3420 Poplar Dr, Joplin, MO 64804 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corporation Joplin MO 08/2005 03/2018
First Financial Wealth Management, Llc Joplin MO 04/2009 03/2018
Arvest Wealth Management Joplin MO 03/2018 06/2025
Lpl Financial Llc Bentonville AR 06/2025 Present
  • 08/2005 → 03/2018
    Lpl Financial Corporation
    Joplin, MO
  • 04/2009 → 03/2018
    First Financial Wealth Management, Llc
    Joplin, MO
  • 03/2018 → 06/2025
    Joplin, MO
  • 06/2025 → Present
    Bentonville, AR
Previous Registrations
  • 2018-04-12 → 2025-07-07
    Tulsa, OK
    Joplin, MO
    Lowell, AR
    Tulsa, OK
    Tulsa, OK
    Springfield, MO
  • 2005-08-05 → 2018-04-12
    Springfield, MO
    Joplin, MO
  • 2009-09-16 → 2012-12-31
    First Financial Wealth Management, Llc
    Joplin, MO
  • 1999-11-10 → 2004-07-27
    Joplin, MO
Other Businesses

1. Start date: 6/18/2025 - Secker Wealth Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - Bentonville, AR 72712 - 175 Hrs/Mth - 8 Hrs During Trading - Time Spent: 100 2. Start date: 04/12/2020 - Red Fox Resources LLC - Real Estate Rental - Investment Related - Joplin, MO 64804 - 0 Hrs/Mth - 0 Hrs During Trading - Time Spent: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-28
S63 Uniform Securities Agent State Law Examination 1994-11-30
  • S66 Uniform Combined State Law Examination
    2007-03-28
  • S63 Uniform Securities Agent State Law Examination
    1994-11-30
Other Names
  • Eric Secker

View on SEC IAPD

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