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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • OK RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

2232 Se Washington Blvd Ste 202, Bartlesville, OK 74006 • United States

4755 E 91St Street Ste B, Tulsa, OK 74137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advanced Benefit System Bartlesville OK 01/2001 Present
Lamb Farms, Inc Bartlesville OK 06/2013 Present
Voya Financial Advisors Bartlesville OK 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2001 → Present
    Advanced Benefit System
    Bartlesville, OK
  • 06/2013 → Present
    Lamb Farms, Inc
    Bartlesville, OK
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Bartlesville, OK
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. ABS Financial; Yes; 2232 SE WASHINGTON BLVD SUITE 202; BARTLESVILLE; OK; 74006; DBA; owner; 1/31/2009; 160; 160; DBA for bank account 2. OKLAHOMA-CRIME STOPPERS, INC; No; 2232 SE WASHINGTON BLVD SUITE 202; BARTLESVILLE; OK; 74006; NON-PROFIT ORGANIZATION; CHAIRMAN; 9/1/2009; 8; 0; LEADERSHIP AND MANAGEMENT 3. Financial Advisors Network, Inc.; Yes; 2232 SE WASHINGTON BLVD SUITE 202; BARTLESVILLE; OK; 74006; marketing organization; sales person; 5/21/2007; 32; 32; marketing of retirement plans and securities products 4. CRIME STOPPERS GLOBAL SOLUTIONS, INC; No; 207 N 2ND ST; MUSKOGEE; OK; 74401; NON-PROFIT ORGANIZATION; CHAIRMAN; 2/1/2017; 2; 0; OVERSE INTERNATIONAL OPERATIONS OF CRIME STOPPERS PROGRAM 5. LAMB FARMS, INC; No; 1012 HAZEL COURT; BARTLESVILLE; OK; 74006; CATTLE RANCH; OWNER; 6/1/2013; 12; 0; RAISING CATTLE 6. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START: 1/1995; APX # OF HRS/WK & DUR TRD HRS: 1; TITLE: INSURANCE AGENT; DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 7. Order of DeMolay- Howard Weber Chapter; No; 610 NE WASHINGTON BLVD; BARTLESVILLE; OK; ; volunteer organization; board member; 1/1/1999; 4; 4; teach kids leadership skills, work wirh kids at meetings 8. Nowata Masonic Lodge; No; 218 N MAPLE; NOWATA; OK; 74048; masonic lodge; officer; 12/17/2007; 8; 8; act as trustee with 2 other officers of lodge assets 9. John Lamb; No; 2232 SE Washington Blvd #202; Bartlesville; OK; 74006; Website programming; Me; 5/22/2018; 4; 0; Website programming 10. Nowata County 911; No; 229 N Maple St,; Nowata; OK; 74048; coordinate 911 phone system; IT Manager for Sheriffs Office; 2/2/2020; 1; 0; Advise and coordinate 11. Advanced Benefit Systems, Inc.; No; 2232 SE Washington Blvd, Suite 202; Bartlesville; OK; 74006; Financial Services/dba; President; 1/1/1994; 80; 20; Sell and Service Insurance Products 12. Tritanium Labs USA; No; 836 S Arlington Heights Road #156; Elk Grove Village; IL; 60007; Consult on the production and marketing of products.; Consultant; 6/1/2020; 10; 2; Consult on the production and marketing of hand sanitizer and other safety products for companies and the general public. 13. Financial Advisor Network, LLC; Yes; 2232 SE Washington Blvd, Suite 202; Bartlesville; OK; 74006; Financial Services/DBA; Investment Advisor Representative; 5/10/2021; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS 14. NAME OF OTHER BUSINESS: PROTECTIVE SECURITY ASSESSMENT, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOARD OF DIRECTORS; START: 4/2023; TITLE: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; DUTIES: ATTEND BOARD MEETINGS AND PROVIDE ASSESSMENTS OF SECURITY FOR SCHOOLS AND PUBLIC BUILDINGS; 15. NAME OF OTHER BUSINESS: BARTLESVILLE MASONIC LODGE #284; INVESTMENT RELATED: NO; ADDRESS: 610 N. E. WASHINGTON BLVD BARTLESVILLE, OK 74006; NATURE OF BUSINESS: BOARD; START: 2/2024; TITLE: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: REVIEW INVESTMENTS WITH COMMITTEE MEMBERS, ENSURE INVESTMENT POLICY STATEMENT IS BEING FOLLOWED;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-09
S63 Uniform Securities Agent State Law Examination 1994-12-22
  • S65 Uniform Investment Adviser Law Examination
    1999-02-09
  • S63 Uniform Securities Agent State Law Examination
    1994-12-22

View on SEC IAPD

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