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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
2232 Se Washington Blvd Ste 202, Bartlesville, OK 74006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advanced Benefit System | Bartlesville | OK | 01/2001 | Present |
| Lamb Farms, Inc | Bartlesville | OK | 06/2013 | Present |
| Voya Financial Advisors | Bartlesville | OK | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. ABS Financial; Yes; 2232 SE WASHINGTON BLVD SUITE 202; BARTLESVILLE; OK; 74006; DBA; owner; 1/31/2009; 160; 160; DBA for bank account 2. OKLAHOMA-CRIME STOPPERS, INC; No; 2232 SE WASHINGTON BLVD SUITE 202; BARTLESVILLE; OK; 74006; NON-PROFIT ORGANIZATION; CHAIRMAN; 9/1/2009; 8; 0; LEADERSHIP AND MANAGEMENT 3. Financial Advisors Network, Inc.; Yes; 2232 SE WASHINGTON BLVD SUITE 202; BARTLESVILLE; OK; 74006; marketing organization; sales person; 5/21/2007; 32; 32; marketing of retirement plans and securities products 4. CRIME STOPPERS GLOBAL SOLUTIONS, INC; No; 207 N 2ND ST; MUSKOGEE; OK; 74401; NON-PROFIT ORGANIZATION; CHAIRMAN; 2/1/2017; 2; 0; OVERSE INTERNATIONAL OPERATIONS OF CRIME STOPPERS PROGRAM 5. LAMB FARMS, INC; No; 1012 HAZEL COURT; BARTLESVILLE; OK; 74006; CATTLE RANCH; OWNER; 6/1/2013; 12; 0; RAISING CATTLE 6. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START: 1/1995; APX # OF HRS/WK & DUR TRD HRS: 1; TITLE: INSURANCE AGENT; DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 7. Order of DeMolay- Howard Weber Chapter; No; 610 NE WASHINGTON BLVD; BARTLESVILLE; OK; ; volunteer organization; board member; 1/1/1999; 4; 4; teach kids leadership skills, work wirh kids at meetings 8. Nowata Masonic Lodge; No; 218 N MAPLE; NOWATA; OK; 74048; masonic lodge; officer; 12/17/2007; 8; 8; act as trustee with 2 other officers of lodge assets 9. John Lamb; No; 2232 SE Washington Blvd #202; Bartlesville; OK; 74006; Website programming; Me; 5/22/2018; 4; 0; Website programming 10. Nowata County 911; No; 229 N Maple St,; Nowata; OK; 74048; coordinate 911 phone system; IT Manager for Sheriffs Office; 2/2/2020; 1; 0; Advise and coordinate 11. Advanced Benefit Systems, Inc.; No; 2232 SE Washington Blvd, Suite 202; Bartlesville; OK; 74006; Financial Services/dba; President; 1/1/1994; 80; 20; Sell and Service Insurance Products 12. Tritanium Labs USA; No; 836 S Arlington Heights Road #156; Elk Grove Village; IL; 60007; Consult on the production and marketing of products.; Consultant; 6/1/2020; 10; 2; Consult on the production and marketing of hand sanitizer and other safety products for companies and the general public. 13. Financial Advisor Network, LLC; Yes; 2232 SE Washington Blvd, Suite 202; Bartlesville; OK; 74006; Financial Services/DBA; Investment Advisor Representative; 5/10/2021; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS 14. NAME OF OTHER BUSINESS: PROTECTIVE SECURITY ASSESSMENT, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOARD OF DIRECTORS; START: 4/2023; TITLE: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; DUTIES: ATTEND BOARD MEETINGS AND PROVIDE ASSESSMENTS OF SECURITY FOR SCHOOLS AND PUBLIC BUILDINGS; 15. NAME OF OTHER BUSINESS: BARTLESVILLE MASONIC LODGE #284; INVESTMENT RELATED: NO; ADDRESS: 610 N. E. WASHINGTON BLVD BARTLESVILLE, OK 74006; NATURE OF BUSINESS: BOARD; START: 2/2024; TITLE: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: REVIEW INVESTMENTS WITH COMMITTEE MEMBERS, ENSURE INVESTMENT POLICY STATEMENT IS BEING FOLLOWED;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-22 |
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