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Mark Allen Flores

Wells Fargo Clearing Services, LLC

Chesapeake, VA

Norfolk, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-03
VA RA APPROVED 2003-05-29
  • TX RA
    APPROVED
    Since 2017-01-03
  • VA RA
    APPROVED
    Since 2003-05-29

Branch Locations

3936 Portsmouth Blvd, Chesapeake, VA 23321 • United States

999 Waterside Dr Ste 1800, Dominion Tower [V4-Rbo], Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Norfolk VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Norfolk VA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-17
S63 Uniform Securities Agent State Law Examination 1994-11-08
  • S65 Uniform Investment Adviser Law Examination
    1994-11-17
  • S63 Uniform Securities Agent State Law Examination
    1994-11-08
Designations
Other Names
  • Mark Allen Flores

View on SEC IAPD

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PRINCIPAL SECURITIES, INC.

Other Investors

ROBERT PAUL MARCHESANO
POONAM RANI MAHESHWARI
GERALD WILLCOX
JONATHAN MIGUEL AGUILAR BERNSTEIN
Glenn Van Haislip
Lauren C Kunkle
ELIZABETH SARAH HOLLAND
Kelsie Blake Smith

Other Offices

TRUIST ADVISORY SERVICES, INC. · CHESAPEAKE, VA
WELLS FARGO CLEARING SERVICES, LLC · CHESAPEAKE, VA
EDWARD JONES · PORTSMOUTH, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Portsmouth, VA
EDWARD JONES · Portsmouth, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUFFOLK, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SUFFOLK, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Suffolk, VA

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