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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-05-19 |
| NJ | RA | APPROVED | 2006-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Colmar | PA | 01/2006 | Present |
1. 3/20/2006 - DBA ONLY - GRANITE FINANCIAL SOLUTIONS, LLC - TIME SPENT 100% - COLMAR, PA. 2. 9/24/2012 - REAL ESTATE RENTAL - DUPLEX WITH TWO RESIDENTIAL RENTAL UNITS. NONE OF THE TENANTS ARE CLIENTS OR ADVISORS OF ANOTHER B/D OR RIA. - TIME SPENT 0% - CHELTENHAM, PA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-11 |
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