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David Deshler Cox

Hightower Advisors, LLC

Chicago, IL

CRD 2548159

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-02-16
  • IL RA
    APPROVED
    Since 2018-02-16

Branch Locations

321 N. Clark Street Suite 1020, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wayne Hummer Investments L.L.C. Chicago IL 06/1994 12/2016
Retired Aurora IL 01/2017 02/2018
Hightower Advisor, Llc Chicago IL 02/2018 Present
  • 06/1994 → 12/2016
    Wayne Hummer Investments L.L.C.
    Chicago, IL
  • 01/2017 → 02/2018
    Retired
    Aurora, IL
  • 02/2018 → Present
    Hightower Advisor, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-27
S63 Uniform Securities Agent State Law Examination 1996-04-04
  • S65 Uniform Investment Adviser Law Examination
    1998-08-27
  • S63 Uniform Securities Agent State Law Examination
    1996-04-04

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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