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Herman Ho-Man Chang

Cornerstone Asset Advisors Inc.

Solana Beach, CA

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Current Employers
Cornerstone Asset Advisors Inc.

Solana Beach, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-12-08
  • CA RA
    APPROVED
    Since 2015-12-08

Branch Locations

Solana Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cornerstone Asset Advisors Inc. Del Mar CA 12/2015 Present
Previous Registrations
  • 2010-09-09 → 2015-12-15
    Granite Capital
    Carlsbad, CA
  • 2008-11-21 → 2010-08-04
    United Equity Securities, Llc
    Carlsbad, CA
    Huston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-18
S63 Uniform Securities Agent State Law Examination 1995-01-24
  • S65 Uniform Investment Adviser Law Examination
    2009-03-18
  • S63 Uniform Securities Agent State Law Examination
    1995-01-24
Other Names
  • Homan Chang
  • Herman Homan Chang

View on SEC IAPD

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