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Dennis R Ahlm

Ameriprise Financial Services, LLC

Henderson, NV

Rogers, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-19
  • MN RA
    APPROVED
    Since 2013-12-19

Branch Locations

2495 Village View Dr Ste 200, Henderson, NV 89074 • United States

Rogers, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 10/2009 Present
Previous Registrations
  • 2005-04-11 → 2007-10-01
    Voya Financial Partners, Llc
    Windsor, CT
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-14
S63 Uniform Securities Agent State Law Examination 1995-11-01
  • S66 Uniform Combined State Law Examination
    2004-05-14
  • S63 Uniform Securities Agent State Law Examination
    1995-11-01
Other Names
  • Dennis Roger Ahlm

View on SEC IAPD

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