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Paul Stephen Brandon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portsmouth, NH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2011-05-18
CT RA APPROVED 2010-07-27
TX RA APPROVED_RES 2009-10-12
  • NH RA
    APPROVED
    Since 2011-05-18
  • CT RA
    APPROVED
    Since 2010-07-27
  • TX RA
    APPROVED_RES
    Since 2009-10-12

Branch Locations

100 Market St, Portsmouth, NH 03801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Burlington MA 09/2009 Present
Bank Of America,Na Burlington MA 11/2009 Present
  • 09/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Burlington, MA
  • 11/2009 → Present
    Bank Of America,Na
    Burlington, MA
Previous Registrations
  • 1999-01-01 → 2005-09-16
    Strategic Advisers Llc
    Boston, MA
  • 2005-04-27 → 2005-09-16
    Fidelity Personal Trust Company, Fsb
    Merrimack, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-25
S63 Uniform Securities Agent State Law Examination 1994-10-24
  • S65 Uniform Investment Adviser Law Examination
    2010-07-25
  • S63 Uniform Securities Agent State Law Examination
    1994-10-24
Other Names
  • N/A N/A N/A

View on SEC IAPD

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Other Offices

CHARTER OAK CAPITAL MANAGEMENT · PORTSMOUTH, NH
NVEST FINANCIAL, LLC · PORTSMOUTH, NH
DAVID WENDELL ASSOCIATES, INC. · PORTSMOUTH, NH
KWM FINANCIAL LLC · PORSTMOUTH, NH
GOLDEN FINANCIAL SERVICES · PORTSMOUTH, NH
ESTATE PLANNERS OF NEW ENGLAND, LLC · PORTSMOUTH, NH
PISCATAQUA RESEARCH INC. · PORTSMOUTH, NH
PATRIOT ADVISORY GROUP · PORTSMOUTH, NH

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