Ricky Lee Isaac

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 11/2003 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2006 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 1996-04-26 → 2010-07-29
  Isaac Financial Services, Inc.
• 1996-04-26 → 2002-12-31
  Isaac Financial Services, Inc.
  Wichita, KS

Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) RICK ISAAC, Colorado Springs CO 80921, 05/01/2024, Owner, Sport/Fitness/Gaming, NIR, 10HR/MO, 1 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-27
• S63 Uniform Securities Agent State Law Examination
  1994-10-06

Other Names

• Rich Isasc
• Rick Isaac