Best Investors Account Sign in

Mark D Temple

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Poughkeepsie, NY

Burlington, MA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2020-06-18
TX RA APPROVED_RES 2013-02-07
CT RA APPROVED 2012-10-11
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2020-06-18
  • TX RA
    APPROVED_RES
    Since 2013-02-07
  • CT RA
    APPROVED
    Since 2012-10-11

Branch Locations

2649 South Rd, Poughkeepsie, NY 12601 • United States

25 Burlington Mall Rd Workplace Benefits, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 09/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-21
S63 Uniform Securities Agent State Law Examination 1999-04-02
  • S66 Uniform Combined State Law Examination
    2005-09-21
  • S63 Uniform Securities Agent State Law Examination
    1999-04-02
Other Names
  • Mark David Temple
  • Mark David Temple

View on SEC IAPD

Other Firms

ARAX ADVISORY PARTNERS
CHARLES SCHWAB & CO., INC.
LPL FINANCIAL LLC
MORGAN STANLEY
CETERA INVESTMENT ADVISERS LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NEWEDGE ADVISORS
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

MARK STEVEN BURLINGAME
ALLISON ELISABETH CULLEY
MICHELLE LOUISE NOLEN
Christopher J Tomaskovic
MARY E WINTERS
DONALD GEORGE BELL
John J Gadonniex
MICHAEL M MATTES

Other Offices

ARAX ADVISORY PARTNERS · Poughkeepsie, NY
CHARLES SCHWAB & CO., INC. · Poughkeepsie, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
MORGAN STANLEY · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · POUGHKEEPSIE, NY

More in Poughkeepsie, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor