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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2009-01-02 |
Branch Locations
555 Long Wharf Dr 9Th Fl, New Haven, CT 06511 • United States
Orange, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hamden | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hamden | CT | 11/2016 | Present |
POWER OF ATTORNEY FOR SPOUSE; INV. RELATED; WEST HAVEN, CT.; FAY SHEPPARD, NOT INVT RELATED, ORANGE, CT, 100% OWNERSHIP, START DATE 8/15/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, SELECTING CNA'S TO TAKE CARE OF SPOUSE AND SIGNING OFF ON TIMECARDS.;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-11-11 |
| S65 | Uniform Investment Adviser Law Examination | 1994-11-11 |
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