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J. W. Cole Advisors, Inc. CRD 112294
$8.25B regulatory AUM 1,971 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-29 |
Branch Locations
7405 South Broadway, Red Hook, NY 12571 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Red Hook | NY | 04/2007 | 10/2017 |
| J.W. Cole Financial, Inc. | Tampa | FL | 10/2017 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 10/2017 | Present |
VALLEY INVESTMENT PLANNING - NO - 7405 SOUTH BROADWAY, RED HOOK NY 12571 - FIXED INSURANCE SALE - REPRESENTATIVE - 02/2012 - 3/3 HRS - THIS IS A DBA FOR THE PURPOSE OF SELLING FIXED INSURANCE. --
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-11-03 |
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