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Joseph Charles Virga

J. W. Cole Advisors, Inc.

Red Hook, NY

Tampa, FL

CRD 2546711

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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-29

Branch Locations

7405 South Broadway, Red Hook, NY 12571 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Red Hook NY 04/2007 10/2017
J.W. Cole Financial, Inc. Tampa FL 10/2017 Present
J.W. Cole Advisors, Inc. Tampa FL 10/2017 Present
  • 04/2007 → 10/2017
    National Planning Corporation
    Red Hook, NY
  • 10/2017 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 10/2017 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Other Businesses

VALLEY INVESTMENT PLANNING - NO - 7405 SOUTH BROADWAY, RED HOOK NY 12571 - FIXED INSURANCE SALE - REPRESENTATIVE - 02/2012 - 3/3 HRS - THIS IS A DBA FOR THE PURPOSE OF SELLING FIXED INSURANCE. --

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-11-03
  • S63 Uniform Securities Agent State Law Examination
    1994-11-03
Other Names
  • Joseph C Virga
  • Joe Virga

View on SEC IAPD

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