Beth Ann Fleming-brown

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-24
TX	RA	APPROVED_RES	2025-01-24

FL RA
APPROVED

Since 2025-01-24
TX RA
APPROVED_RES

Since 2025-01-24

Branch Locations

Windermere, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Caldwell Banker Referral Network	Miami Lakes	FL	11/1980	Present
Eq Financial Consultants, Inc.	Orlando	FL	09/1994	Present
Lincoln Financial Advisors Corporation	Orlando	FL	02/1999	01/2025
Osaic Wealth, Inc.	Windermere	FL	01/2025	Present

11/1980 → Present

Caldwell Banker Referral Network

Miami Lakes, FL
09/1994 → Present

Eq Financial Consultants, Inc.

Orlando, FL
02/1999 → 01/2025

Lincoln Financial Advisors Corporation

Orlando, FL
01/2025 → Present

Osaic Wealth, Inc.

Windermere, FL

Previous Registrations

1999-03-02 → 2025-01-24

Osaic Fa, Inc.

Orlando, FL

Maitland, FL

Windermere, FL

Hubbard Lake, MI

Other Businesses

1) BETH FLEMING BROWN 515 EAST 6TH AVENUE WINDERMERE, FL 34786 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING LONG-TERM CARE & TRADITIONAL LIFE INSURANCE, FIXED ANNUITIES, FIXED LIFE SETTLEMENTS. START DATE: 5/1/2002 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 2)BETH FLEMING-BROWN 515 E 6TH AVE, WINDMERE, FL 34786 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT, DISABILITY, LIFE SETTLEMENTS AND TRADITIONAL LIFE INSURANCE ALONG WITH FIXED ANNUITIES START DATE: 02/1997 HOURS PER MONTH: 2 HOURS PER MONTH DURING TRADING HOURS: 2. 3) BETH FLEMING BROWN FINANCIAL PLANNER LLC POSITION: Sales Rep NATURE: LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/31/2025 ADDRESS: 515 E 6th Ave, Windermere FL 34786, United States DESCRIPTION: When appropriate or requested I will provide illustrations and sales information for fixed life products, Long Term Care Insurance, and / or fixed annuities that I believe meet the clients stated objectives.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-12-23

S63 Uniform Securities Agent State Law Examination

1994-12-23

Other Names

Beth Ann Flemingbrown

View on SEC IAPD