Lisa Marie Palmisano

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 01/2025
  Lincoln Financial Advisors Corp.
  Louisvillle, KY
• 01/2025 → Present
  Osaic Wealth, Inc.
  Prospect, KY

Previous Registrations

• 2004-08-09 → 2025-01-24
  Osaic Fa, Inc.
  Prospect, KY
  Prospect, KY
• 2004-03-22 → 2004-08-06
  Morgan Keegan & Company, Llc
  Louisville, KY

Other Businesses

1)LISA PALMISANO,7400 WOLF PEN WOODS COURT PROSPECT, KY 40059,CATEGORY: INSURANCE INVESTMENT-RELATED:YES,TITLE: AGENT DUTIES: OFFERING TRADITIONAL LIFE INSURANCE AND LTC INSURANCE.START DATE: 3-7-06 HOURS PER MONTH: 5,HOURS PER MONTH DURING TRADING HOURS: 5 2)LISA PALMISANO 7400 WOLF PEN WOODS COURT PROSPECT, KY 40059 CATEGORY:EQUITY INDEXED ANNUITIES,INVESTMENT-RELATED: YES TITLE: AGENT,DUTIES:SALES OF FIXED AND EQUITY INDEXED ANNUTIES START DATE:10/22/2012,HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS:1 3) PALMISANO FINANCIAL SERVICES, LLC 7400 WOLF PEN WOODS COURT PROSPECT, KY 40059 CATEGORY: LEGAL ENTITY INVESTMENT RELATED: NO TITLE: OWNER DUTIES: LEGAL ENTITY THROUGH WHICH BUSINESS MATTERS WILL BE HANDLED. START DATE: 5/21/2024 HOURS PER MONTH: 3 HOURS PER MONTH DURING TRADING HOURS: 3 4) PALMISANO FINANCIAL SERVICES POSITION: Sole Proprietor NATURE: FORMING AN LLC FOR TAX PURPOSES INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 05/21/2024 ADDRESS: 7400 WOLF PEN WOODS COURT, PROSPECT KY 40059, United States DESCRIPTION: I AM THE SOLE PROPRIETOR SO I WILL CONTINUE TO CONDUCT BUSINESS THROUGH THE LLC THAT IS BEING CONDUCTED. THIS APPLIES TO ALL BROKER DEALER SECURITIES, LIFE INSURANCE, ANNUITIES. 5) MICHAEL J PALMISANO - SPOUSE POSITION: POWER OF ATTORNEY NATURE: Listed as Durable Power of Attorney for my spouse INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2022 ADDRESS: 7400 Wolf Pen Woods Court, Prospect KY 40059, United States DESCRIPTION: This Durable Power of Attorney is only applicable if needed 6) CAROL A HOOK POSITION: POWER OF ATTORNEY NATURE: I will be the Durable Power of Attorney for my Mother when needed INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2022 ADDRESS: 7400 WOLF PEN WOODS COURT, PROSPECT KY 40059, United States DESCRIPTION: only when necessary, I will act as my mother's Power of Attorney 7) OSAIC WEALTH POSITION: Agent NATURE: Being able to be listed as agent of record on fixed, indexed annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 1 START DATE: 10/22/2012 ADDRESS: 7400 Wolf Pen Woods Court, Prospect KY 40059, United States DESCRIPTION: only be able to service the contract for the client (fixed, indexed annuity) 8) LISA M. PALMISANO POSITION: Agent NATURE: outside insurance brokerage with different insurance companies INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/07/2006 ADDRESS: 7400 Wolf Pen Woods Court, Prospect KY 40059, United States DESCRIPTION: Analyze outside insurance and make recommendations to clients that are applicable

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-22
• S63 Uniform Securities Agent State Law Examination
  1994-11-07

Other Names

• Lisa M Palmisano