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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2003-03-19
  • GA RA
    APPROVED
    Since 2003-03-19

Branch Locations

305 Point North Pl Ste 1, Dalton, GA 30720 • United States

Dalton, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Dalton GA 11/1994 03/2020
Ameriprise Financial Services, Llc Dalton GA 03/2020 Present
Other Businesses

Independent Insurance Brokering; Northwestern Mutual; 03/12/2025; Universal Life, Whole Life, Term Life. Business Ownership; Walt's Woodworking; Owner; Woodworking to create wooden flags, and other woodworking projects.; 1215 Arabian Dr, , Dalton, GA, 30720; Not Investment-Related; 04/16/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-10-21
  • S63 Uniform Securities Agent State Law Examination
    1994-10-21
Other Names
  • Lawrence D Walter

View on SEC IAPD

Other Firms

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Other Offices

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