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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-11-09
  • IL RA
    APPROVED
    Since 2009-11-09

Branch Locations

1375 E Woodfield Road, Suite 230/240, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Tax Services, Inc. Schauburg IL 12/1991 Present
Independent Financial Group San Diego CA 11/2009 Present
  • 12/1991 → Present
    Diversified Tax Services, Inc.
    Schauburg, IL
  • 11/2009 → Present
    Independent Financial Group
    San Diego, CA
Previous Registrations
  • 2002-05-28 → 2004-05-13
    Nsa Securities Corporation
    Schaumburg, IL
Other Businesses

(1) DIVERSIFIED TAX SERVICES, INC POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 55 SECURITIES TRADING HOURS: 55 START DATE: 01/01/1992 ADDRESS: 1375 E Woodfield Road, Suite 230, Schaumburg IL 60173, United States DESCRIPTION: 100% OWNER OF DIVERSIFIED TAX SERVICES, INC. ACCOUNTANT, TAXES AND TAX CONSULTING. (2) DTS FINANCIAL ADVISORS, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2012 ADDRESS: 1375 E Woodfield Road, Suite 230, Schaumburg IL 60173, United States DESCRIPTION: 90% OWNER DBA DTS FINANCIAL ADVISORS, LLC FOR MARKETING PURPOSES. (3) CONSULTING- THE BUSINESS DEVELOPMENT CO (BDC) POSITION: Independent Contractor NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2010 ADDRESS: 1375 E Woodfield Road, Suite 230, Schaumburg IL 60173, United States DESCRIPTION: BUSINESS VALUATION/ADVISOR ON JOINT PROJECTS FOR COMMON CLIENTS. (4) CONSULTING- VALUATION & FORENSIC PARTNER, LLC POSITION: Independent Contractor NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2010 ADDRESS: 1375 E Woodfield Road, Suite 230, Schaumburg IL 60173, United States DESCRIPTION: ASSISTING IN VALUING CLIENT ASSETS DURING DIFFERENT PREDICAMENTS. (5) DTS INSURANCE SERVICES POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2015 ADDRESS: 1375 E Woodfield Road, Suite 230, Schaumburg IL 60173, United States DESCRIPTION: EMPLOYEE AT DTS INSURANCE SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-28
S63 Uniform Securities Agent State Law Examination 1994-11-29
  • S65 Uniform Investment Adviser Law Examination
    2001-11-28
  • S63 Uniform Securities Agent State Law Examination
    1994-11-29

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