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Inactive

Janis Sue Sleeter

Ruggaard & Associates

Oak Brook, IL

Hudson, OH

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Current Employers
Ruggaard & Associates

110 W Streetsboro St. Suite 1A, Hudson, OH 44236 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-01-03
TX RA APPROVED 2023-01-03
  • IL RA
    APPROVED
    Since 2023-01-03
  • TX RA
    APPROVED
    Since 2023-01-03

Branch Locations

1200 Harger Road Ste 222, Oak Brook, IL 60523 • United States

110 W Streetsboro St. Suite 1A, Hudson, OH 44236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heartland Capital Resources, Inc. Oak Brook IL 10/1992 Present
Total Clarity Wealth Management, Inc. Oak Brook IL 03/2007 12/2022
Cetera Advisor Networks Llc El Segundo CA 01/2013 10/2018
Lpl Financial Llc Oak Brook IL 10/2018 12/2022
Ruggaard & Associates Oak Brook IL 01/2023 Present
Sleeter Farms Nebraska, Inc Downers Grove IL 06/2008 Present
Sleeter Family Farm Corporation Downers Grove IL 04/1991 Present
  • 10/1992 → Present
    Heartland Capital Resources, Inc.
    Oak Brook, IL
  • 03/2007 → 12/2022
    Oak Brook, IL
  • 01/2013 → 10/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 10/2018 → 12/2022
    Lpl Financial Llc
    Oak Brook, IL
  • 01/2023 → Present
    Oak Brook, IL
  • 06/2008 → Present
    Sleeter Farms Nebraska, Inc
    Downers Grove, IL
  • 04/1991 → Present
    Sleeter Family Farm Corporation
    Downers Grove, IL
Previous Registrations
Other Businesses

SLEETER FARMS NEBRASKA, INC not investment-related private residence in Downers Grove, IL farming Treasurer start date 6/1/2008 less than 1 hour per month 0 hours during trading hours bank account and general business review SLEETER FAMILY FARM CORPORATION not investment-related private residence in Downers Grove, IL farming Director start date 4/10/1991 less than 1 hour per month 0 hours during trading hours no duties HEARTLAND CAPITAL RESOURCES, INC. not investment-related 1200 Harger Road, Ste 222, Oak Brook, IL 60523 business entity for tax/investment purposes only Director, Secretary, Treasurer start date 10/1/1992 about 2 hours per month 0 hours during trading hours prepare books, review bank accounts and general business, miscellaneous administration

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-22
S63 Uniform Securities Agent State Law Examination 1994-10-26
  • S65 Uniform Investment Adviser Law Examination
    1998-09-22
  • S63 Uniform Securities Agent State Law Examination
    1994-10-26
Designations
Other Names
  • Janis Sue Slepicka
  • Jan Sleeter

View on SEC IAPD

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