Stephen Mervin Brennan

Employer firm

Alhambra Investment Management LLC CRD 138537

$320M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Sole Proprietor
  Los Gatos, CA
• 04/2014 → 11/2025
  San Jose Police & Fire Pension
  San Jose, CA
• 01/2016 → Present
  Alhambra Investment Management Llc
  Palmetto Bay, FL

Previous Registrations

• 2015-01-21 → 2015-12-31
  Alhambra Investment Management Llc
  Los Gatos, CA
  Palmetto Bay, FL
• 2002-03-08 → 2014-09-18
  Financia Capital, Llc
  San Francisco, CA
  San Francisco, CA

Other Businesses

NAME OF OTHER BUSINESS: SOLE PROPRIETOR INVESTMENT RELATED?: NO ADDRESS: 741 POLLARD ROAD #2, LOS GATOS CA 95032 NATURE OF BUSINESS: MARKETING CONSULTING - CONSULTING SERVICES FOCUSED ON MARKETING COMMUNICATIONS POSITION: SOLE PROPRIETOR START DATE: 01/2009 HOURS PER MONTH: 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS: 0 DUTIES: WRITING MARKETING COPY, CREATING MARKETING STRATEGIES, MANAGING MARKETING PROJECTS. NAME OF OTHER BUSINESS: SELECT FINANCIAL CAPITAL INVESTMENT RELATED: YES ADDRESS: 1025 Gateway Blvd. #303-364, Boynton Beach, FL 33426, United States NATURE OF BUSINESS: REAL ESTATE POSITION: PARTNER START DATE: 08/2022 HOURS PER MONTH: 100 HOURS DURING SECURITY TRADING HOURS: 20 DUTIES: OVERSEE COMMERCIAL REAL ESTATE INVESTMENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-03-06
• S63 Uniform Securities Agent State Law Examination
  1999-06-14

Other Names

• Stephen Marvin Brennan