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Mary Susan Kiniklis

Morgan Stanley

Boston, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
FL RA APPROVED 2013-01-10
NH RA APPROVED 2013-01-09
RI RA APPROVED 2010-02-22
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • FL RA
    APPROVED
    Since 2013-01-10
  • NH RA
    APPROVED
    Since 2013-01-09
  • RI RA
    APPROVED
    Since 2010-02-22

Branch Locations

28 State Street 26Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Danvers MA 06/2009 Present
Citigroup Global Markets Inc. Danvers MA 01/2005 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Danvers, MA
  • 01/2005 → Present
    Citigroup Global Markets Inc.
    Danvers, MA
Previous Registrations
  • 2004-07-15 → 2005-02-01
    Morgan Stanley Dw Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-14
S65 Uniform Investment Adviser Law Examination 2003-05-16
S63 Uniform Securities Agent State Law Examination 1994-12-02
  • S66 Uniform Combined State Law Examination
    2009-12-14
  • S65 Uniform Investment Adviser Law Examination
    2003-05-16
  • S63 Uniform Securities Agent State Law Examination
    1994-12-02

View on SEC IAPD

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