Best Investors
Account
Sign in
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-03 |
| RI | RA | APPROVED | 2002-01-01 |
Branch Locations
1000 Chapel View Blvd Ste 250, Cranston, RI 02920-3067 • United States
North Providence, RI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cranston | RI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Cranston | RI | 03/2020 | Present |
Real Estate Ownership; Townhouse; 22 Gage Street, Unit 102, Providence, RI, 02909; Not Investment-Related; 09/20/2024. Board of Directors; Cole Strange Foundation; Executive Board Member; 59 Cavalier Blvd, Suite 310, Florence, KY, 41042; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-01 |
Reach out to this advisor