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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-03
RI RA APPROVED 2002-01-01
  • TX RA
    APPROVED
    Since 2016-11-03
  • RI RA
    APPROVED
    Since 2002-01-01

Branch Locations

1000 Chapel View Blvd Ste 250, Cranston, RI 02920-3067 • United States

North Providence, RI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Cranston RI 09/2005 03/2020
Ameriprise Financial Services, Llc Cranston RI 03/2020 Present
Other Businesses

Real Estate Ownership; Townhouse; 22 Gage Street, Unit 102, Providence, RI, 02909; Not Investment-Related; 09/20/2024. Board of Directors; Cole Strange Foundation; Executive Board Member; 59 Cavalier Blvd, Suite 310, Florence, KY, 41042; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-23
S63 Uniform Securities Agent State Law Examination 1994-12-01
  • S65 Uniform Investment Adviser Law Examination
    1995-01-23
  • S63 Uniform Securities Agent State Law Examination
    1994-12-01
Other Names
  • Maria Donna Batastini
  • Maria Donna Batistini-Healy
  • Maria Donna Batastinihealy
  • Maria Donna Dell-Ovo
  • Maria Donna Dell'OVo
  • Maria Batastini Dell'OVo
  • Maria Batastini Dell'OVo

View on SEC IAPD

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