Samuel James Lupica

Current Employers

Employment History

• 08/2010 → Present
  Stratos Wealth Partners, Ltd
  Akron, OH
• 12/2008 → Present
  Lpl Financial Llc
  Akron, OH

Previous Registrations

• 2001-02-06 → 2008-12-08
  Wells Fargo Clearing Services, Llc
  Akron, OH
  Akron, OH

Other Businesses

1. 12/5/2008 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 08/05/2009 - Stratos Wealth Partners - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 08/27/2009 - Emery James Investment Group, LLC - INV REL - Business Entity For Tax/Investment Purposes Only - This is a passthrough for my commissions from LPL Financial. -100% TIME SPENT 4. 8/13/2010 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 12/2008 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 12/2008. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 01/21/2011 - Stratos Wealth Partners, Ltd - INV REL - Non-Variable Insurance - 15% TIME SPENT - I am an agent licensed with various carriers, conducting the sale and servicing of fixed insurance products 6. 06/17/2014 - IncareRX - NOT INV REL - 291 North Cleve-Mass Road Suite #100 Akron, Ohio 44333 and 318 Lazzaro Drive Broadview Hts Ohio 44147 - Other - Prescription Benefit Cards - START 05/18/2014 - 1 HOUR PER MONTH 7. 01/13/2016 - Emery James IG - NOT INV REL - Address: 291 North Cleve-Mass Road Suite #100 Akron, Ohio 44333 - Notary Public - START 07/12/2015 - 1 HOUR PER MONTH 8. 11/13/2019 - ReaMar Inc. LLC - Investment related - 318 Lazzaro Blvd Broadview Hts Ohio 44147 - EBay/Amazon Business with spouse - start date:01/01/2019 - 10 hrs/mo - 2 hrs during trading. 9. 11/13/2019 - DiDiRen Apps LLC INC - Investment related - 318 Lazzaro Drive Broadview Hts Ohio 44147 - Reps Business - start date:04/01/2019 - 1 hr/mo - 0 hrs during trading. 10. 3/31/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Property and Casualty - Start Date - 12/13/2022 - 2 Hours Per Month/2 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-21
• S63 Uniform Securities Agent State Law Examination
  1999-10-14

Other Names

• Samuel James Lupica