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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-31 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
2 Westchester Park Dr Ste 103, White Plains, NY 10604-3427 • United States
Katonah, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | White Plains | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | White Plains | NY | 03/2020 | Present |
Business Ownership; AMCM & Associates LLC; Owner; Manage Ameriprise Business; 2 WESTCHESTER PARK DR, STE 103, WHITE PLAINS, NY, 10604-3432; Not Investment-Related; 01/01/2013; 0 hours per month; 0 during trading hours. Board of Directors; Northern Westchester Chapter of the National Charity League; Treasurer; 7 Wittmann Drive, , Katonah, NY, 10536; Not Investment-Related; 06/01/2024; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-07 |
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