Ricardo Mihaly

Employer firm

Icon Wealth Partners CRD 319609

$2.58B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• CREDIT AND CASH MANAGEMENT SOLUTIONS; INSURANCE SOLUTIONS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 02/2017
  Mass Mutual
  Houston, TX
• 03/2017 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 02/2017 → 08/2022
  Icon Wealth Partners, Llc
  Houston, TX
• 08/2022 → Present
  Icon Wealth Advisors, Llc
  Houston, TX

Previous Registrations

• 2017-09-21 → 2022-08-01
  Icon Wealth Partners, Llc
  Houston, TX
• 2015-03-06 → 2017-02-23
  Msi Financial Services, Inc.
  Houston, TX

Other Businesses

Ricardo Mihaly is an Independent Insurance Agent. Ricardo Mihaly is dually-registered with Icon Wealth Partners, LLC and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Ricardo Mihaly has served as an investment advisor representative for Icon Wealth Partners, LLC and an registered representative with PKS since 9/2017. Business is conducted from 1980 Post Oak Boulevard, Suite 1300, Houston, TX. Approximately 90% of Ricardo Mihaly's time is for services as an investment advisor representative and the balance as a registered representative.

Exams

• S66 Uniform Combined State Law Examination
  2014-04-30
• S63 Uniform Securities Agent State Law Examination
  1997-08-01

Designations

• Certified Financial Planner

Other Names

• Ricardo Mihaly