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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-17
NC RA APPROVED 2001-12-31
SC RA APPROVED 1997-07-23
  • TX RA
    APPROVED_RES
    Since 2014-01-17
  • NC RA
    APPROVED
    Since 2001-12-31
  • SC RA
    APPROVED
    Since 1997-07-23

Branch Locations

3125 Springbank Ln Ste H, Charlotte, NC 28226 • United States

805 State Farm Rd Ste 203, Boone, NC 28607-4914 • United States

303 New Clyde Hwy, Canton, NC 28716 • United States

Waxhaw, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Charlotte NC 09/2005 03/2020
Ameriprise Financial Services, Llc Charlotte NC 03/2020 Present
Other Businesses

Business Ownership; Greg P. Arthur, LLC; ; LLC to manage business expenses; 416 Valley Run DriveWaxhaw, NC 28173, ,; Not Investment-Related; 01/01/2016; 1 to 9 hours per month; 0 during trading hours / MV & GS Ventures LLC; Co-management of property; Will own real estate that will house our Ameriprise office; 3125 Springbank Lane, Suite H, , Charlotte, NC, 28226; Not Investment-Related; 12/20/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Fort Mill Church of God Strategic Planning Board; Board Member; 221 Academy StreetFort Mill, SC 29716, ,; ; 08/07/2014; 1 to 9 hours per month; 0 during trading hours. Outside Employment; South Charlotte Sports Report Photography; Co-owner; Photography business; 143 NE 18th St, , Oak Island, NC, 28465; Not Investment-Related; 03/01/2008; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-18
S63 Uniform Securities Agent State Law Examination 1995-01-04
  • S65 Uniform Investment Adviser Law Examination
    1995-01-18
  • S63 Uniform Securities Agent State Law Examination
    1995-01-04
Other Names
  • Greg Arthur

View on SEC IAPD

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