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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-17 |
| NC | RA | APPROVED | 2001-12-31 |
| SC | RA | APPROVED | 1997-07-23 |
Branch Locations
3125 Springbank Ln Ste H, Charlotte, NC 28226 • United States
805 State Farm Rd Ste 203, Boone, NC 28607-4914 • United States
303 New Clyde Hwy, Canton, NC 28716 • United States
Waxhaw, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Charlotte | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 03/2020 | Present |
Business Ownership; Greg P. Arthur, LLC; ; LLC to manage business expenses; 416 Valley Run DriveWaxhaw, NC 28173, ,; Not Investment-Related; 01/01/2016; 1 to 9 hours per month; 0 during trading hours / MV & GS Ventures LLC; Co-management of property; Will own real estate that will house our Ameriprise office; 3125 Springbank Lane, Suite H, , Charlotte, NC, 28226; Not Investment-Related; 12/20/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Fort Mill Church of God Strategic Planning Board; Board Member; 221 Academy StreetFort Mill, SC 29716, ,; ; 08/07/2014; 1 to 9 hours per month; 0 during trading hours. Outside Employment; South Charlotte Sports Report Photography; Co-owner; Photography business; 143 NE 18th St, , Oak Island, NC, 28465; Not Investment-Related; 03/01/2008; 20 to 39 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-04 |
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