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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Medical Securities United Ws | Green Bay | WI | 06/1995 | Present |
| Republican National Committee | Washington | DC | 02/1996 | Present |
| Time Insurance/Fortis/Capital Area Broke | Fairfax | VA | 03/1996 | Present |
| Lincoln Benefit Life | Lincoln | NE | 03/1996 | Present |
| H.D. Banker & Company, Llc | Overland Park | KS | 11/2006 | 06/2017 |
| Signator Investors, Inc. | Clearwater | FL | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Alexandria | VA | 11/2018 | Present |
1. K F ENTERPRISES, LLC POSITION: Founder NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 10/09/2013 ADDRESS: 6101 Edsall Road, 812, Alexandria VA 22304, United States DESCRIPTION: Represent the social media network at events, primarily afterhours and weekends. NOTE: Important to know that NO clients of either the securities, or KF Enterprises are seen at the recorded business address. This is my home office address, and all business functions are kept separate and secure. 2. DEBRA CHANDLER POSITION: Agent NATURE: The sale of non-securities related term insurance, long term care insurance and health insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 02/27/1995 ADDRESS: 6101 Edsall Road #812, Alexandria VA 22304, United States DESCRIPTION: Servicing existing clients that I've had for over 20 years. Occasionally placing a new policy.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-18 |
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