Best Investors
Account
Sign in
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maynard, Kearney, Briggs & Associates | Okemos | MI | 06/2010 | 07/2017 |
| Voya Financial Advisors | Okemos | MI | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:The Briggs Co Real Estate, Inc.; No; 207 S WHITTEMORE STREET; ST. JOHNS; MI; 48879; real estate rental properties; owner / manager; 1/1/1997; 8; 8; collect rents and manage repairs and maintenance of rental properties|NAME OF ENTITY:TRILLIUM CREEK ESTATES LLC; No; 4267 E COLONY RD; ST JOHNS; MI; 48879; REAL ESTATE HOLDING COMPANY; CO-OWNER; 12/27/2004; 4; 0; CONDUCT OPERATION OF HOLDING COMPANY. EXECUTE LOT BUY/SELL AGREEMENTS AND CLOSING DOCUMENTS.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2172 COMMONS PKWY STE B; OKEMOS; MI; 48864; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 12/3/2006; 160; 160; SALES OF FIXED INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-31 |
Reach out to this advisor