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Christopher Allen Briggs

Cetera Investment Advisers LLC

Saint Johns, MI

CRD 2545896

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-06-29
  • MI RA
    APPROVED
    Since 2023-06-29

Branch Locations

Saint Johns, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maynard, Kearney, Briggs & Associates Okemos MI 06/2010 07/2017
Voya Financial Advisors Okemos MI 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2010 → 07/2017
    Maynard, Kearney, Briggs & Associates
    Okemos, MI
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Okemos, MI
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY:The Briggs Co Real Estate, Inc.; No; 207 S WHITTEMORE STREET; ST. JOHNS; MI; 48879; real estate rental properties; owner / manager; 1/1/1997; 8; 8; collect rents and manage repairs and maintenance of rental properties|NAME OF ENTITY:TRILLIUM CREEK ESTATES LLC; No; 4267 E COLONY RD; ST JOHNS; MI; 48879; REAL ESTATE HOLDING COMPANY; CO-OWNER; 12/27/2004; 4; 0; CONDUCT OPERATION OF HOLDING COMPANY. EXECUTE LOT BUY/SELL AGREEMENTS AND CLOSING DOCUMENTS.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2172 COMMONS PKWY STE B; OKEMOS; MI; 48864; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 12/3/2006; 160; 160; SALES OF FIXED INSURANCE PRODUCTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-27
S63 Uniform Securities Agent State Law Examination 1994-10-31
  • S65 Uniform Investment Adviser Law Examination
    2017-06-27
  • S63 Uniform Securities Agent State Law Examination
    1994-10-31
Other Names
  • Chris Briggs

View on SEC IAPD

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