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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-12 |
| AR | RA | APP_PEND_IARCE | 2026-01-01 |
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| HI | RA | APP_PEND_IARCE | 2026-01-01 |
| IL | RA | APP_PEND_IARCE | 2026-01-01 |
| KY | RA | APP_PEND_IARCE | 2026-01-01 |
| MI | RA | APP_PEND_IARCE | 2026-01-01 |
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
| OR | RA | APP_PEND_IARCE | 2026-01-01 |
| SC | RA | APP_PEND_IARCE | 2026-01-01 |
| WI | RA | APP_PEND_IARCE | 2026-01-01 |
| SD | RA | APPROVED | 2025-06-12 |
| MT | RA | APPROVED | 2023-02-28 |
| NH | RA | APPROVED | 2022-03-10 |
| IN | RA | APPROVED | 2021-09-03 |
| MO | RA | APPROVED | 2021-08-04 |
| NY | RA | APPROVED | 2021-04-16 |
| WA | RA | APPROVED | 2020-12-24 |
| MA | RA | APPROVED | 2019-11-27 |
| IA | RA | APPROVED | 2019-03-13 |
| AK | RA | APPROVED | 2019-02-08 |
| UT | RA | APPROVED | 2018-09-20 |
| TX | RA | APPROVED_RES | 2017-03-28 |
| PA | RA | APPROVED | 2017-02-09 |
| NC | RA | APPROVED | 2014-10-27 |
| GA | RA | APPROVED | 2010-08-09 |
| OH | RA | APPROVED | 2010-02-17 |
| VA | RA | APPROVED | 2010-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ohio National Financial Services | Cincinnati | OH | 11/2006 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 06/2007 | Present |
| Guardian Life Insurance Co Of America | Bingham Farms | MI | 08/2010 | 03/2019 |
| Park Avenue Securities Llc | Bingham Farms | MI | 08/2010 | 03/2019 |
| Guardian Life Insurance | Southfield | MI | 04/2019 | Present |
| Park Avenue Securities | Southfield | MI | 04/2019 | Present |
1. Raise Your Game - Founder, Start: 12/10/2013, Address: 284 Lakeview Street Lake Orioin, MI 48362, Hrs per month - Tot/Bus: 1/0, Not investment related, 2. RE Property Management, LLC-Rental Real Estate , Start: 09/01/2016, Address: 284 Lakeview Street, Lake Orion, MI 48362, 1 bus hr per month, Investment related, 3. Strategic Wealth Horizons, LLC-Guardian DBA, Start: 03/29/2000, Address: 24255 W 13 Mile Rd #250 Bingham Farms, MI 48025, 160 bus hrs per month, Investment related, 4. Sale of Other Life and Disability Insurance-Sales Person / Representative , Start: 01/01/2010, Address: 24255 W 13 Mile Rd #250, Bingham Farms, MI 48025, 1 bus hr per month, Investment related, 5. Sandra Scolari Inc, Start: 03/15/2016, Address: 29800 Telegraph Rd Southfield, MI 48034, 1 total hour per month, 1 during securities trading hours, Investment related, No annual compensation, 6. Student Loan Refinancing, Start: 04/1/2026, Nature: Student Loan Refinancing & Refinancing services, Address: 284 Lakeview Street Lake Orion, MI 38362, Duties: Owner/Assisting clients & prospects in evaluating & selecting the refinancing option that best aligns with their overall financial plan, 5 total hours per month; 4 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-08 |
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