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Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-09-17
IL RA APPROVED 2023-11-30
  • IA RA
    APPROVED
    Since 2025-09-17
  • IL RA
    APPROVED
    Since 2023-11-30

Branch Locations

One American Square, Indianapolis, IN 46282 • United States

La Grange Park, IL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
New York Life Ins. Co. Downers Grove IL 02/2014 12/2016
Nylife Securities Llc Downers Grove IL 02/2014 12/2016
Mass Mutual Life Insurance Company Oakbrook IL 12/2016 08/2018
Mml Investors Services, Llc Oakbrook IL 02/2017 08/2018
Pruco Securities, Llc. Downers Grove IL 09/2018 06/2023
Prudential Insurance Company Of America Downers Grove IL 09/2018 06/2023
American United Life La Grange Park IL 09/2023 Present
Oneamerica Securities La Grange Park IL 10/2023 Present
Unemployed La Grange Park IL 07/2023 08/2023
  • 02/2014 → 12/2016
    New York Life Ins. Co.
    Downers Grove, IL
  • 02/2014 → 12/2016
    Nylife Securities Llc
    Downers Grove, IL
  • 12/2016 → 08/2018
    Mass Mutual Life Insurance Company
    Oakbrook, IL
  • 02/2017 → 08/2018
    Mml Investors Services, Llc
    Oakbrook, IL
  • 09/2018 → 06/2023
    Downers Grove, IL
  • 09/2018 → 06/2023
    Prudential Insurance Company Of America
    Downers Grove, IL
  • 09/2023 → Present
    American United Life
    La Grange Park, IL
  • 10/2023 → Present
    Oneamerica Securities
    La Grange Park, IL
  • 07/2023 → 08/2023
    Unemployed
    La Grange Park, IL
Previous Registrations
  • 2020-03-03 → 2023-07-11
    Downers Grove, IL
    Lagrange Park, IL
    La Grange Park, IL
  • 2011-12-21 → 2014-02-14
    Rosemont, IL
  • 2006-06-30 → 2008-12-31
    Ameritas Investment Company, Llc
    River Forest, IL
  • 2006-02-27 → 2006-06-30
    Carillon Investments, Inc.
    Darien, IL
    Darien, IL
  • 2000-12-13 → 2005-07-07
    Tinley Park, IL
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-07
S65 Uniform Investment Adviser Law Examination 2000-11-10
S63 Uniform Securities Agent State Law Examination 1994-12-14
  • S66 Uniform Combined State Law Examination
    2020-02-07
  • S65 Uniform Investment Adviser Law Examination
    2000-11-10
  • S63 Uniform Securities Agent State Law Examination
    1994-12-14

View on SEC IAPD

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