Best Investors Account Sign in

Julie Decker Willis

LPl Financial LLC

Central, SC

Greenville, SC

CRD 2545648

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-09-13
  • SC RA
    APPROVED
    Since 2023-09-13

Branch Locations

Central, SC • United States

355 S Main St, 1St Fl Ofc 2244, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Greenville SC 04/2012 09/2023
Lpl Financial Greenville SC 09/2023 Present
Previous Registrations
  • 2009-04-07 → 2023-09-20
    Wells Fargo Clearing Services, Llc
    Naples, FL
    Wyomissing, PA
    Naples, FL
    Naples, FL
    Naples, FL
    Charleston, SC
    Greenville, SC
    Atlanta, GA
    Myrtle Beach, SC
    Atlanta, GA
  • 2008-07-11 → 2009-04-01
    Banc Of America Investment Services, Inc.
    Naples, FL
    Naples, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-07
S63 Uniform Securities Agent State Law Examination 2006-01-13
  • S65 Uniform Investment Adviser Law Examination
    2008-07-07
  • S63 Uniform Securities Agent State Law Examination
    2006-01-13
Other Names
  • Julie M Groeneveld
  • Julie D Willis
  • Julie M Decker

View on SEC IAPD

More in Central, SC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor