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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2014-06-02 |
| TX | RA | APPROVED_RES | 2014-05-28 |
Branch Locations
607 East Pike St, Clarksburg, WV 26301 • United States
4565 Benedum Dr., Bridgeport, WV 26330 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Life Ins Co | Springfield | IL | 10/1992 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 05/2014 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 05/2014 | Present |
1. BEACON WEALTH MANAGEMENT, 607 E PIKE ST, CLARKSBURG, WV, 1/2003 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 5/TRADING. 2. JOHN HALTERMAN, 607 E. PIKE STREET, CLARKSBURG, WV 26301. BEGAN 1/2/2007 AS OWNER. NOT INVESTMENT RELATED. DEVOTES 2 HOURS/MONTH, NONE DURING TRADING. 3. HARRISON COUNTY STUDENT ACHIEVEMENT, 408 EB SAUNDERS WAY, CLARKBURG, WV, 10/2016 AS BOARD MEMBER. NIR - 1/MO - 1/TRADING. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15/WK - 15/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5. GORILLA YOUTH, 2C Cherry Tree Drive, Nutter Fort WV 26301, United States, 11/17/2021, Preisdent, Board Member/Officer/Director/Committee Member/Board Trustee, 2HR/MO - 0 HR/MO TRADING 6. CLARKSBURG COLUMBIAN CLUB, Clarksburg WV 26301, United States, 01/01/2024, President, Volunteer, NIR, 4 HR/MO - 0 HR/MO TRADING 7. FBI CITIZEN'S ACADEMY ALUMNI ASSOCIATION, Bridgeport WV 26330, United States, 04/01/2024, Board Member, Volunteer, NIR, 1 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-23 |
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