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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2014-06-02
TX RA APPROVED_RES 2014-05-28
  • WV RA
    APPROVED
    Since 2014-06-02
  • TX RA
    APPROVED_RES
    Since 2014-05-28

Branch Locations

607 East Pike St, Clarksburg, WV 26301 • United States

4565 Benedum Dr., Bridgeport, WV 26330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Life Ins Co Springfield IL 10/1992 Present
Cambridge Investment Research, Inc Fairfield IA 05/2014 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 05/2014 Present
Previous Registrations
  • 2002-02-13 → 2014-05-23
    Ann Arbor, MI
    Clarksburg, WV
Other Businesses

1. BEACON WEALTH MANAGEMENT, 607 E PIKE ST, CLARKSBURG, WV, 1/2003 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 5/TRADING. 2. JOHN HALTERMAN, 607 E. PIKE STREET, CLARKSBURG, WV 26301. BEGAN 1/2/2007 AS OWNER. NOT INVESTMENT RELATED. DEVOTES 2 HOURS/MONTH, NONE DURING TRADING. 3. HARRISON COUNTY STUDENT ACHIEVEMENT, 408 EB SAUNDERS WAY, CLARKBURG, WV, 10/2016 AS BOARD MEMBER. NIR - 1/MO - 1/TRADING. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15/WK - 15/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5. GORILLA YOUTH, 2C Cherry Tree Drive, Nutter Fort WV 26301, United States, 11/17/2021, Preisdent, Board Member/Officer/Director/Committee Member/Board Trustee, 2HR/MO - 0 HR/MO TRADING 6. CLARKSBURG COLUMBIAN CLUB, Clarksburg WV 26301, United States, 01/01/2024, President, Volunteer, NIR, 4 HR/MO - 0 HR/MO TRADING 7. FBI CITIZEN'S ACADEMY ALUMNI ASSOCIATION, Bridgeport WV 26330, United States, 04/01/2024, Board Member, Volunteer, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-22
S63 Uniform Securities Agent State Law Examination 1994-12-23
  • S65 Uniform Investment Adviser Law Examination
    2006-06-22
  • S63 Uniform Securities Agent State Law Examination
    1994-12-23

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