Kelly H Westmoreland

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-07-18
GA	RA	APPROVED	2004-04-15

TX RA
APPROVED_RES

Since 2006-07-18
GA RA
APPROVED

Since 2004-04-15

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Atlanta	GA	03/1994	Present
Bank Of America, N.A.	Atlanta	GA	10/2015	Present

03/1994 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA
10/2015 → Present

Bank Of America, N.A.

Atlanta, GA

Other Businesses

I*2235267, Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO J R W IRA FBO JRW, Address: Atlanta, Georgia, 30342, Investment Related: No, Position, Title, Association: Power of Attorney, Employee State Date: 11-Mar-2025, No Hours: 1 Yearly, No Hours during Trading: 0, Duties: Power of Attorney for family I*: 2503263Entity Type: Fiduciary roleName of OBA: J. R W. Address: Atlanta, GA 30342Investment Related: NoPosition, Title, Association: Power of Attorney Employee Start Date: 6/1/205Number of Hours: 1 hr annuallyNumber of Hours during trading: 0 Duties: Power of Attorney for spouse I*2611268, Entity Type: , Name of OBA: J R W, Address: Atlanta, Georgia, 30342, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/10/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2611269, Entity Type: , Name of OBA: J R W, Address: Atlanta, Georgia, 30342, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/10/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2611270, Entity Type: , Name of OBA: J R W, Address: Atlanta, Georgia, 30342, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/10/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-03-02
S63	Uniform Securities Agent State Law Examination	1996-01-29

S66 Uniform Combined State Law Examination

2004-03-02
S63 Uniform Securities Agent State Law Examination

1996-01-29

Other Names

Kelly M Hairston
Kelly Michelle Hairston
Kelly Michelle Hairston
Kelly Hairston Carroll

View on SEC IAPD