David Clark Gossling

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-09-01
UT	RA	APPROVED	2023-09-01

TX RA
APPROVED

Since 2023-09-01
UT RA
APPROVED

Since 2023-09-01

Branch Locations

Peoria, AZ • United States

Mountain Green, UT • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation Yes
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	Salt Lake City	UT	07/2001	05/2022
Sagepoint Financial, Inc.	Morgan	UT	05/2022	09/2023
Osaic Wealth, Inc.	Ogden	UT	09/2023	Present

07/2001 → 05/2022

Lincoln Financial Advisors

Salt Lake City, UT
05/2022 → 09/2023

Sagepoint Financial, Inc.

Morgan, UT
09/2023 → Present

Osaic Wealth, Inc.

Ogden, UT

Previous Registrations

2022-05-06 → 2023-09-01

Osaic Services, Inc.

Scottsdale, AZ

Morgan, UT

Ogden, UT
2017-10-16 → 2022-05-09

Osaic Fa, Inc.

Mesa, AZ

Scottsdale, AZ

Salt Lake City, UT

Scottsdale, AZ

Other Businesses

1. IRONBRIDGE WEALTH COUNSEL, LLC POSITION: Private Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 05/09/2022 ADDRESS: 21501 N. 78th Avenue, Suite 100, Peoria AZ 85382 DESCRIPTION: Using IronBridge Wealth Counsel as a marketing name for securities & insurance business. Offering Accident & Health, Disability, Traditional life insurance, and Index Universal Life: Fixed and Equity Index Annuities, Health Savings Accounts. 2. WASATCH BACK ADVISORS LLC POSITION: Member/manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 5915 Harvest Point Cir., Morgan UT 84050, United States DESCRIPTION: This is the LLC for me to own shares in IronBridge Wealth Counsel

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-10-10
S65	Uniform Investment Adviser Law Examination	1999-09-16

S63 Uniform Securities Agent State Law Examination

2001-10-10
S65 Uniform Investment Adviser Law Examination

1999-09-16

Other Names

David C Gossling

View on SEC IAPD