Brian Michael Lynn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Marlton, NJ
• 11/2016 → 05/2020
  Wells Fargo Clearing Services, Llc
  Marlton, NJ
• 05/2020 → Present
  Lpl Financial Llc
  Marlton, NJ

Previous Registrations

• 2002-07-09 → 2020-05-21
  Wells Fargo Clearing Services, Llc
  Medford, NJ
  Marlton, NJ
  Willingboro, NJ
  Marlton, NJ
  Cherry Hill, NJ
  Haddon Township, NJ
  Maple Shade, NJ
• 1999-01-01 → 2002-07-08
  Legg Mason Wood Walker, Incorporated
  Bethesda, MD

Other Businesses

1)5/14/2020-Claritas Financial Partners -DBA for LPL Business (entity for LPL business)- Inv. Related- Marlton, NJ -100% 2)10/31/2023 - The Nance Corporation - Non-Inv Related - Chilmark, MA - Other, Family Business - Assistant Treasurer - Start Date: 9/11/2023 - 1 Hr/Mo; 0 Hrs During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-02
• S63 Uniform Securities Agent State Law Examination
  1995-02-10

Designations

• Certified Financial Planner

Other Names

• Brian M Lynn