Thomas Charles Quay

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 03/2017
  Metlife Securities Inc
  Douglassville, PA
• 03/2017 → Present
  Mml Investors Services, Llc
  Douglassville, PA
• 07/2016 → Present
  Massmutual Life Insurance Co
  Douglassville, PA

Previous Registrations

• 2007-11-05 → 2017-03-25
  Msi Financial Services, Inc.
  Plymouth Meeting, PA
  Springfield, MA
  Springfield, MA
  Douglassville, PA
  Baltimore, MD
  Newtown Square, PA
  Plymouth Meeting, PA
  Newark, DE
  Newtown Square, PA
  Plymouth Meeting, PA

Other Businesses

Name: Tom Quay Inv Rel: N Addr: 326 Penn Ave West Reading PA 19611 Nature: Other- Acting Position: Actor Start: 11/01/2021 No hrs/mo: 8 No hrs/mo dur sec trading: 0-8 Describe duties: Audition for various acting roles.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-08-26

Other Names

• Tommy Quay